SEBI & Listing Compliances

The summary of our services pertaining to Listing Compliances, which are broadly required for various types of Listed Companies includes but not limited to:

    • Assistance in managing IPO / FPO;
    • Listing/ Delisting/ Relisting of Securities;
    • Registration of intermediaries with SEBI (Mutual Fund, Stock and Sub Brokers, Portfolio Managers, Venture Capital Funds, Merchant Bankers, FIIs and other intermediaries);
    • Audits and certification under SEBI (LODR);
    • Assistance in compliance with provisions of SEBI (LODR);
    • Assistance in compliance with various Guidelines, Rules and Regulations issued by SEBI;
    • Liaison with office of Stock Exchanges;
    • Acting as Scrutinizer in the process of Postal Ballot, Court Convened Meetings, etc;
    • Ensuring compliance of SEBI Takeover Code, SEBI Insider Trading Regulations, etc;
    • Other allied services.

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